Regulatory and Compliance, AML - Associate
- Pay
- $85,000 – $110,000 per year
- Location
- New York, NY
- Job type
- Full-time
- Level
- Entry level
- Experience
- 1+ year
- Listed
- 23 days ago
Skills & highlights for this role
- AML regulation
- KYC
- Investment Company Act of 1940
- Securities Act of 1933
- AML screening tools
Also useful
- ACAMS certification
- LexisNexis
- World-Check
- ComplyAdvantage
- JD
Stated benefits & perks
- Health
- Dental
- Vision
- Unlimited pto
- Parental leave
About the Role
iCapital is looking to hire a Compliance Associate to join its Regulatory and Compliance team to lead the review and approval process for investor AML and KYC with a strong private fund focus. This role will be responsible for ensuring compliance with all AML and KYC regulatory requirements and generally assisting the Legal and Compliance teams with various compliance-focused tasks.
Responsibilities
- Review of investor and client AML and KYC documentation, client communications, quarterly reporting and ongoing monitoring
- Perform third party reliance testing and monitoring.
- Collaborate across various business lines on new initiatives, providing compliance guidance.
- Conduct AML screening review and dispositions.
- Assist in preparing for and responding to inquiries and audits.
Qualifications
- 1-4 years of alternatives experience, preferably with both broker dealer and registered investment advisor experience
- Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands Anti-Money Laundering Regulations
- AML and KYC knowledge of regulatory requirements for private fund investors
- Experience with AML screening resolution vendor tools (i.e. LexisNexis, Worldcheck, ComplyAdvantage)
- Excellent verbal communication skills with the ability for personal interaction
- Thrives in a fast-paced environment with a continuous learning mindset
- Self-motivated with robust project management and process development skills
- ACAMS certification is preferred
- JD is a plus
Benefits
The base salary range for this role is $85,000 to $110,000. iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).
We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.
Equal opportunity and legal notices
iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
From iCapital's careers page, first listed on Rolev.ai on October 17, 2026. Rolev.ai is not the employer.
How Rolev.ai helps with this application
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Common questions
What is the salary for the Regulatory and Compliance, AML - Associate role at iCapital?
The Regulatory and Compliance, AML - Associate posting at iCapital states compensation of $85,000 – $110,000 per year. It is listed as a full-time position. Final pay may depend on location, experience, and interview evaluation on iCapital's official career site.
Where is the Regulatory and Compliance, AML - Associate job at iCapital located?
This Regulatory and Compliance, AML - Associate position at iCapital is located in New York, NY. Always check iCapital's application page for specific state eligibility or relocation policies.
What qualifications are required for Regulatory and Compliance, AML - Associate at iCapital?
For the Regulatory and Compliance, AML - Associate role, iCapital highlights 1+ year of relevant experience; experience with AML regulation, KYC, Investment Company Act of 1940, Securities Act of 1933, AML screening tools. Rolev.ai can score your existing resume against these requirements and show any skill gaps before you apply.
How do I apply for the Regulatory and Compliance, AML - Associate position at iCapital?
This listing links directly to iCapital's Greenhouse application page. You can apply directly on iCapital's site, or use Rolev.ai to check your resume fit, generate a zero-hallucination tailored resume and cover letter for this posting, and autofill the Greenhouse application form in 1 click with the Rolev.ai Chrome extension. You always review the form and press Submit yourself.