Regulatory Reporting - Vice President
- Pay
- $150,000 – $175,000 per year
- Location
- New York, NY · Hybrid
- Job type
- Full-time
- Level
- Executive
- Experience
- 8+ years
- Education
- Bachelor's degree
- Listed
- 18 days ago
Skills & highlights for this role
- Form ADV
- Form PF
- Form D
- Blue-sky filings
- 1934 Act reporting
- Regulatory compliance
- Risk and control mapping
- Project management
- Process development
- Written and verbal communication
- Experience with SEC, FINRA, and NFA examinations or investigations
Also useful
- Mentoring and team development
- Leveraging compliance technology
- International filings (BE-185 and non-U.S. blue-sky equivalents)
About the Role
iCapital is looking to hire a Vice President of Regulatory Reporting to join the Regulatory and Compliance team. This position will work closely with the Senior Vice Presidents and Co-Chief Compliance Officers of the Registered Investment Advisers (RIAs) on a variety of compliance matters, most specifically those pertaining to regulatory reporting.
Responsibilities
- Oversee the preparation of regulatory filings including, but not limited to, Form D, blue-sky notices, Form ADV, Form PF, certain 34 Act filings, BE-185, and international filings similar to blue-sky.
- Advise on regulatory developments affecting regulatory filings of RIAs.
- Provide compliance leadership and own the end-to-end process of regulatory reporting.
- Assist with other compliance-related matters as needed.
- Develop and implement various compliance functions and tests.
- Leverage firm technology to assist in both internal and external reporting.
- Develop new procedures and amend existing ones as needed.
- Monitor industry-wide compliance initiatives as well as important federal, state, and non-U.S. regulatory developments and conduct analyses on how such developments impact our activities.
- Recommend solutions to resolve regulatory challenges.
- Liaise with other internal and external stakeholders.
Qualifications
- Bachelor's degree in a related field
- 8+ years of experience, primarily focused on private funds and registered investment advisers
- Strong knowledge of various reporting obligations of registered investment advisers (Form ADV; Form PF), private funds (Form D; blue-sky) and reports required under the 1934 Act
- Excellent written and verbal communication skills
- Able to thrive in a fast-paced environment with a continuous learning mindset
- Self-motivated with robust project management and process development skills
- Experience with regulatory examinations, investigations or other interactions specifically with the SEC, FINRA and NFA
- Experience evaluating risk and mapping risk and controls across firm practices
- Skilled at developing other team members through mentoring or helping upskill
- Detail oriented with and able to assess and prioritize projects
Benefits
The base salary range for this role is $150,000 to $175,000. iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).
We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on Friday.
Equal opportunity and legal notices
iCapital is proud to be an Equal Employment Opportunity and Affirmative Action employer. We do not discriminate based upon race, religion, color, national origin, gender, sexual orientation, gender identity, age, status as a protected veteran, status as an individual with a disability, or other applicable legally protected characteristics.
From iCapital's careers page, first listed on Rolev.ai on October 22, 2026. Rolev.ai is not the employer.
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Common questions
What is the salary for the Regulatory Reporting - Vice President role at iCapital?
The Regulatory Reporting - Vice President posting at iCapital states compensation of $150,000 – $175,000 per year. It is listed as a full-time position. Final pay may depend on location, experience, and interview evaluation on iCapital's official career site.
Where is the Regulatory Reporting - Vice President job at iCapital located?
This Regulatory Reporting - Vice President position at iCapital is located in New York, NY (Hybrid). Always check iCapital's application page for specific state eligibility or relocation policies.
What qualifications are required for Regulatory Reporting - Vice President at iCapital?
For the Regulatory Reporting - Vice President role, iCapital highlights 8+ years of relevant experience; a bachelor's degree; experience with Form ADV, Form PF, Form D, Blue-sky filings, 1934 Act reporting, Regulatory compliance. Rolev.ai can score your existing resume against these requirements and show any skill gaps before you apply.
How do I apply for the Regulatory Reporting - Vice President position at iCapital?
This listing links directly to iCapital's Greenhouse application page. You can apply directly on iCapital's site, or use Rolev.ai to check your resume fit, generate a zero-hallucination tailored resume and cover letter for this posting, and autofill the Greenhouse application form in 1 click with the Rolev.ai Chrome extension. You always review the form and press Submit yourself.