RIA, Participant Education
- Location
- Remote (US) · Hybrid
- Job type
- Full-time
- Level
- Senior
- Experience
- 3+ years
- Listed
- Today
Skills & highlights for this role
- Series 65 or Series 66 with Series 7
- 401(k) plan design and investments
- client-facing experience in retirement plans, wealth management, or financial planning
- group and one-on-one communication
Also useful
- CFP
- CRPS
- AIF
- CPFA
- Investment Adviser Representative experience
- ERISA familiarity
- equity compensation familiarity
The Role
We are hiring a licensed advisor to lead participant education across our client plans. You will run enrollment and education sessions, meet one-on-one with participants, and work closely with our investment team.
Responsibilities
- Lead enrollment and education sessions for client employees
- Meet one-on-one with participants on contributions, investments, rollovers, and distributions
- Build and maintain participant education materials
- Support the investment team on fund lineup and monitoring work
Qualifications
- Series 65, or Series 66 with Series 7 (current, or obtained within 90 days of start)
- 3+ years in a client-facing role in retirement plans, wealth management, or financial planning
- Working knowledge of 401(k) plan design and investments
- Clear communicator with groups and one-on-one
Nice to have
- CFP®, CRPS, AIF, or CPFA
- Prior experience as an Investment Adviser Representative
- Familiarity with ERISA and equity compensation
Cultural Fit
- High agency: You believe the world is malleable and want to shape it to your vision.
- High tastes: You have strong opinions on what “good” looks like in your field. Craftsmanship matters.
- Friction friendly: We debate pretty hard. Friction polishes the work. You challenge and expect to be challenged. Compromise leads to mediocrity.
- Tenacity: Relentless work ethic in the face of adversity and rejection.
- Grand ambition: We’re energized by people’s dreams, for the world and for themselves. Energize us.
About Basic Capital
Basic Capital is a fintech company disrupting America's $1T retirement industry by building the mortgage for retirement, unlocking market ownership, and making wealth accessible to every American. Our mission is to create products, platforms, and a credit marketplace that power a fundamentally new retirement system.
Our founding team includes leaders from Goldman Sachs, Uber, Block, Stripe, and Robinhood. We're backed by top investors such as Lux Capital, Forerunner Ventures, BoxGroup, SVAngel, Inspired Capital, and Henry Kravis. Based in Tribeca, NYC, we're assembling a lean, high-performance team committed to reducing wealth inequality. This role is optionally fully remote within the United States.
From Basic Capital's careers page, first listed on Rolev.ai on November 13, 2026. Rolev.ai is not the employer.
How Rolev.ai helps with this application
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Common questions
Where is the RIA, Participant Education job at Basic Capital located?
Yes, this RIA, Participant Education opening at Basic Capital is listed as Remote (US) (Hybrid). Always check Basic Capital's application page for specific state eligibility or relocation policies.
What qualifications are required for RIA, Participant Education at Basic Capital?
For the RIA, Participant Education role, Basic Capital highlights 3+ years of relevant experience; experience with Series 65 or Series 66 with Series 7, 401(k) plan design and investments, client-facing experience in retirement plans, wealth management, or financial planning, group and one-on-one communication. Rolev.ai can score your existing resume against these requirements and show any skill gaps before you apply.
How do I apply for the RIA, Participant Education position at Basic Capital?
This listing links directly to Basic Capital's Ashby application page. You can apply directly on Basic Capital's site, or use Rolev.ai to check your resume fit, generate a zero-hallucination tailored resume and cover letter for this posting, and autofill the Ashby application form in 1 click with the Rolev.ai Chrome extension. You always review the form and press Submit yourself.